In this issue: Public Policy Updates
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April 12, 2024 Facebook Facebook

IN THIS ISSUE:

  • SEC Pauses Climate Rule
  • ADISA’s Grady on Regulation
  • DOL Refining Fiduciary Rule
  • OMB Fiduciary Review Done
  • Email Scheme Hits FINRA
  • GOP Plans Hold on Tax Bill
  • Climate Rule Bill Unveiled
  • Opportunity Zone Bill Stalled
  • DOL Fiduciary Rule Supported

FINANCIAL INDUSTRY AND REGULATION

SEC Pauses Climate Rule Until Court Review: The Hill reports that the Securities and Exchange Commission last week announced it will stay implementation of its final rule requiring companies to disclose their climate-related risks pending the

results of a legal challenge from GOP-led states.

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ADISA’s John Grady on Regulatory Impacts: The DI Wire featured an article by John Grady, co-chair, ADISA Legislative & Regulatory Committee, detailing the

impacts of pending regulatory changes on investment pros and their clients.

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DOL Still Refining New Fiduciary Rule: PLANSPONSOR reports that the Department of Labor is continuing to refine the definition of what constitutes investment advice versus education and product descriptions for retirement savers,

Employee Benefits Security Administration head Lisa M. Gomez says.

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OMB Completes DOL Fiduciary Rule Review: Office of Management and Budget posted Wednesday that it completed its review of DOL’s new fiduciary rule. Next

step is DOL announcing the revised rule, ThinkAdvisor reports.

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Email Phishing Scheme Hits FINRA: InvestmentNews reports that the Financial Industry Regulatory Authority has issued a cybersecurity alert to its member firms warning of an ongoing phishing campaign that impersonates two key members of

the organization’s leadership.

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POLICY AND LEGISLATION

GOP Senators Plan to Delay Tax Bill: Bloomberg reports that Senate Republicans are poised to sink a $78 billion tax-cut package, gambling that they will win the majority in November and can push then for bigger breaks for

business.

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House GOP Unveils Bill to Stop SEC Climate Rule: Bloomberg Law reports that House Republicans unveiled a bill Wednesday to nullify the SEC’s landmark corporate climate risk disclosure rule, joining a flurry of efforts in courts to kill the

mandate.

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Opportunity Zone Bill May be Stalled Until Next Year: Wealth Management reports that a key piece of legislation meant to drive continued investment in

Opportunity Zones may stall in Congress until next year.

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House Democrats Support Finalizing DOL Fiduciary Rule: Pensions & Investments reports that 56 House Democrats Monday voiced support for DOL’s

proposed fiduciary rule and called for its prompt finalization.

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